When justifying my mechanistic interpretability research interests to others, I've occasionally found it useful to borrow a distinction from physics and distinguish between 'fundamental' versus 'applied' interpretability research.

Fundamental interpretability research is the kind that investigates better ways to think about the structure of the function learned by neural networks. It lets us make new categories of hypotheses about neural networks. In the ideal case, it suggests novel interpretability methods based on new insights, but is not the methods themselves.

Examples include:

Applied interpretability research is the kind that uses existing methods to find the representations or circuits that particular neural networks have learned. It generally involves finding facts or testing hypotheses about a given network (or set of networks) based on assumptions provided by theory.

Examples include

Although I've found the distinction between fundamental and applied interpretability useful, it's not always clear cut:

  • Sometimes articles are part fundamental, part applied (e.g. arguably 'A Mathematical Framework for Transformer Circuits' is mostly theoretical, but also studies particular language models using new theory).
  • Sometimes articles take generally accepted 'fundamental' -- but underutilized -- assumptions and develop methods based on them (e.g. Causal Scrubbing, where the key underutilized fundamental assumption was that the structure of neural networks can be well studied using causal interventions).
  • Other times the distinction is unclear because applied interpretability feeds back into fundamental interpretability, leading to fundamental insights about the structure of computation in networks (e.g. the Logit Lens lends weight to the theory that transformer language models do iterative inference).

Why I currently prioritize fundamental interpretability

Clearly both fundamental and applied interpretability research are essential. We need both in order to progress scientifically and to ensure future models are safe.

But given our current position on the tech tree, I find that I care more about fundamental interpretability.

The reason is that current interpretability methods are unsuitable for comprehensively interpreting networks on a mechanistic level. So far, our methods only seem to be able to identify particular representations that we look for or describe how particular behaviors are carried out. But they don't let us identify all representations or circuits in a network or summarize the full computational graph of a neural network (whatever that might mean). Let's call the ability to do these things 'comprehensive interpretability[1].

We need comprehensive interpretability in order to have strong-ish confidence about whether dangerous representations or circuits exist in our model. If we don't have strong-ish confidence, then many theories of impact for interpretability are inordinately weakened: 

  • We're a lot less able to use interpretability as a 'force multiplier on alignment research' because we can't trust that our methods haven't missed something crucial. This is particularly true when models are plausibly optimizing against us and hiding dangerous thoughts in places we aren't looking. A similar pattern holds for theories of impact based on 'Empirical evidence for/against threat models', 'Improving human feedback', and 'Informed oversight'.
  • We can't be confident about our interpretability audits. Not only does this raise the risk that we'll miss something, but it makes it much harder to justify including interpretability in regulations, since effective regulation usually requires technical clarity. It also makes it harder for clear norms around safety to form.
  • We don't get the coordination/cooperation benefits resulting from some actors being able to actually trust other actors' systems.
  • We definitely can't use our interpretability methods in the loss function. To be clear, we probably shouldn't do this even if we believed we had comprehensive interpretability. We'd probably want provably comprehensive interpretability (or some other reason to believe that our interpretability methods wouldn't simply be circumvented) before we could safely justify using them in the loss function.

For most of these theories of impact, the relationship feels like it might be nonlinear: A slight improvement to interpretability that nevertheless falls short of comprehensive interpretability does not lead to proportional safety gains; only when we cross a threshold to something resembling comprehensive interpretability would we get the bulk of the safety gains. And right now, even though there's a lot of valuable applied work to be done, it feels to me like progress in fundamental interpretability is the main determinant of whether we cross that threshold.

  1. ^

    Similar terms for 'comprehensive interpretability' include Anthropic's notion of 'enumerative safety', Evan Hubinger's notion of 'worst-case inspection transparency', and Erik Jenner's notion of 'quotient interpretability'.


New Comment
2 comments, sorted by Click to highlight new comments since: Today at 7:44 PM

How likely do you think bilinear layers & dictionary learning will lead to comprehensive interpretability? 

Are there other specific areas you're excited about?

Bilinear layers - not confident at all! It might make structure more amenable to mathematical analysis so it might help? But as yet there aren't any empirical interpretability wins that have come from bilinear layers.

Dictionary learning - This is one of my main bets for comprehensive interpretability. 

Other areas - I'm also generally excited by the general line of research outlined in https://arxiv.org/abs/2301.04709