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Answer by Sam EisenstatApr 24, 202310

Q5 is true if (as you assumed), the space of lotteries is the space of distributions over a finite set. (For a general convex set, you can get long-line phenomena.)

First, without proof, I'll state the following generalization.

Theorem 1. Let  be a relation on a convex space  satisfying axioms A1, A2, A3, and the following additional continuity axiom. For all , the set

is open in . Then, there exists a function  from  to the long line such that  iff .

The proof is not too different, but simpler, if we also assume A4. In particular, we no longer need the extra continuity axiom, and we get a stronger conclusion. Nate sketched part of the proof of this already, but I want to be clearer about what is stated and skip fewer steps. In particular, I'm not sure how Nate's hypotheses rule out examples that require long-line-valued functions—maybe he's assuming that the domain of the preference relation is a finite-dimensional simplex like I am, but none of his arguments use this explicitly.

Theorem 2. Let  be a relation on a finite-dimensional simplex  satisfying axioms A1-A4. Then, there is a quasiconcave function  such that  iff .

First, I'll set up some definitions and a lemma. For any lotteries , let  denote the line segment 

We say that preferences are increasing along a line segment  if whenever , we have

We will also use open and half-open interval notation in the corresponding way.

Lemma. Let  be a preference relation on a finite-dimensional simplex  satisfying axioms A1-A4. Then, there are -minimal and -maximal elements in .

Proof. First, we show that there is a minimal element. Axiom A4 states that for any mixture , either  or . By induction, it follows more generally that any convex combination C of finitely many elements  satisfies  for some . But every element is a convex combination of the vertices of , so some vertex of  is -minimal.

The proof that there is a maximal element is more complex. Consider the family of sets

This is a prefilter, so since  is compact ( here carries the Euclidean metric), it has a cluster point . Either  will be a maximal element, or we will find some other maximal element. In particular, take any . We are done if  is a maximal element; otherwise, pick . By the construction of , for every , we can pick some  within a distance of  from B. Now, if we show that  itself satisfies , it will follow that  is maximal.

The idea is to pass from our sequence , with limit , to another sequence lying on a line segment with endpoint . We can use axiom A4, which is a kind of convexity, to control the preference relation on convex combinations of our points , so these are the points that we will construct along a line segment. Once we have this line segment, we can finish by using A3, which is a kind of continuity restricted to line segments, to control  itself.

Let  be the set of lotteries in the affine span of the set . Then, if we take some index set  such that  is a maximal affinely independent tuple, it follows that  affinely generates . Hence, the convex combination

i.e. the barycenter of the simplex with vertices at , is in the interior of the convex hull of  relative to , so we can pick some  such that the -ball around  relative to  is contained in this simplex.

Now, we will see that every lottery  in the set  satisfies . For any , pick  so that  is in the -ball around . Since the tangent vector  has length less than , the lottery

is in the -ball around , and it is in , so it is in the simplex with vertices . Then,  by A4, and  by hypothesis. So, applying A4 again,

Using A4 one more time, it follows that every lottery

satisfies , and hence every lottery .

Now we can finish up. If  then, using A3 and the fact that , there would have to be some lottery in  that is -equivalent to A, but this would contradict what we just concluded. So, , and so B is -maximal. 

Proof of Theorem 2. Let  be a -minimal and  a -maximal element of . First, we will see that preferences are increasing on , and then we will use this fact to construct a function  and show that it has the desired properties. Suppose preferences we not increasing; then, there would be  such that  is closer to  while  is closer to , and . Then,  would be a convex combination of  and , but  by the maximality of , contradicting A4.

Now we can construct our utility function  using A3; for each -class , we have , so there is some[1]  such that

Then, let  for all . Since preferences are increasing on , it is immediate that if , then . Conversely, if , we have two cases. If , then , so , and so . Finally, if , then  by construction.

Finally, since for all  we have  iff , it follows immediately that  is quasiconcave by A4. 

  1. ^

    Nate mentions using choice in his answer, but here at least the use of choice is removable. Since  is monotone on , the intersection of the -class  with  is a subinterval of , so we can pick  based on the midpoint of that interval

Nice, I like this proof also. Maybe there's a clearer way to say thing, but your "unrolling one step" corresponds to my going from  to . We somehow need to "look two possible worlds deep".

Here's a simple Kripke frame proof of Payor's lemma.

Let  be a Kripke frame over our language, i.e.  is a set of possible worlds,  is an accessibility relation, and  judges that a sentence holds in a world. Now, suppose for contradiction that  but that , i.e.  does not hold in some world .

A bit of De Morganing tells us that the hypothesis on  is equivalent to , so . So, there is some world  with  such that . But again looking at our equivalent form for , we see that , so , a contradiction. 

Both this proof and the proof in the post are very simple, but at least for me I feel like this proof tells me a bit more about what's going on, or at least tells me something about what's going on that the other doesn't. Though in a broader sense there's a lot I don't know about what's going on in modal fixed points.

Kripke frame-style semantics are helpful for thinking about lots of modal logic things. In particular, there are cool inductiony interpretations of the Gödel/Löb theorems. These are more complicated, but I'd be happy to talk about them sometime.

Theorem. Weak HCH (and similar proposals) contain EXP.

Proof sketch: I give a strategy that H can follow to determine whether some machine that runs in time accepts. Basically, we need to answer questions of the form "Does cell have value at time ." and "Was the head in position at time ?", where and are bounded by some function in . Using place-system representations of and , these questions have length in , so they can be asked. Further, each question is a simple function of a constant number of other such questions about earlier times as long as , and can be answered directly in the base case .

As you say, this isn't a proof, but it wouldn't be too surprising if this were consistent. There is some such that has a proof of length by a result of Pavel Pudlák (On the length of proofs of finitistic consistency statements in first order theories). Here I'm making the dependence on explicit, but not the dependence on . I haven't looked at it closely, but the proof strategy in Theorems 5.4 and 5.5 suggests that will not depend on , as long as we only ask for the weaker property that will only be provable in length for sentences of length at most .

I misunderstood your proposal, but you don't need to do this work to get what you want. You can just take each sentence as an axiom, but declare that this axiom takes symbols to invoke. This could be done by changing the notion of length of a proof, or by taking axioms and with very long.

I'm having trouble thinking about what it would mean for a circuit to contain daemons such that we could hope for a proof. It would be nice if we could find a simple such definition, but it seems hard to make this intuition precise.

For example, we might say that a circuit contains daemons if it displays more optimization that necessary to solve a problem. Minimal circuits could have daemons under this definition though. Suppose that some function describes the behaviour of some powerful agent, a function is like with noise added, and our problem is to predict sufficiently well the function . Then, the simplest circuit that does well won't bother to memorize a bunch of noise, so it will pursue the goals of the agent described by more efficiently than , and thus more efficiently than necessary.

Two minor comments. First, the bitstrings that you use do not all correspond to worlds, since, for example, implies , as is a subtheory of . This can be fixed by instead using a tree of sentences that all diagonalize against themselves. Tsvi and I used a construction in this spirit in A limit-computable, self-reflective distribution, for example.

Second, I believe that weakening #2 in this post also cannot be satisfied by any constant distribution. To sketch my reasoning, a trader can try to buy a sequence of sentences , spending $$2^{-n}$ on the \(n\)th sentence \(\phi_1 \wedge \dots \wedge \phi_n\). It should choose the sequence of sentences so that \(\phi_1 \wedge \dots \wedge \phi_n\) has probability at most \(2^{-n}\), and then it will make an infinite amount of money if the sentences are simultaneously true.

The way to do this is to choose each from a list of all sentences. If at any point you notice that has too high a probability, then pick a new sentence for . We can sell all the conjunctions for and get back the original amount payed by hypothesis. Then, if we can keep using sharper continuous tests of the probabilities of the sentences over time, we will settle down to a sequence with the desired property.

In order to turn this sketch into a proof, we need to be more careful about how these things are to be made continuous, but it seems routine.

I at first didn't understand your argument for claim (2), so I wrote an alternate proof that's a bit more obvious/careful. I now see why it works, but I'll give my version below for anyone interested. In any case, what you really mean is the probability of deciding a sentence outside of by having it announced by nature; there may be a high probability of sentences being decided indirectly via sentences in .

Instead of choosing as you describe, pick so that the probability of sampling something in is greater than . Then, the probability of sampling something in is at least . Hence, no matter what sentences have been decided already, the probability that repeatedly sampling from selects before it selects any sentence outside of is at least

as desired.

Furthermore, this argument makes it clear that the probability distribution we converge to depends only on the set of sentences which the environment will eventually assert, not on their ordering!

Oh, I didn't notice that aspect of things. That's pretty cool.

A few thoughts:

I agree that the LI criterion is "pointwise" in the way that you describe, but I think that this is both pretty good and as much as could actually be asked. A single efficiently computable trader can do a lot. It can enforce coherence on a polynomially growing set of sentences, search for proofs using many different proof strategies, enforce a polynomially growing set of statistical patterns, enforce reflection properties on a polynomially large set of sentences, etc. So, eventually the market will not be exploitable on all these things simultaneously, which seems like a pretty good level of accurate beliefs to have.

On the other side of things, it would be far to strong to ask for a uniform bound of the form "for every , there is some day such that after step , no trader can multiply its wealth by a factor more than ". This is because a trader can be hardcoded with arbitrarily many hard-to-compute facts. For every , there must eventually be a day on which the belief of your logical inductor assign probability less than to some true statement, at which point a trader who has that statement hardcoded can multiply its wealth by . (I can give a construction of such a sentence using self-reference if you want, but it's also intuitively natural - just pick many mutually exclusive statements with nothing to break the symmetry.)

Thus, I wouldn't think of traders as "mistakes", as you do in the post. A trader can gain money on the market if the market doesn't already know all facts that will be listed by the deductive process, but that is a very high bar. Doing well against finitely many traders is already "pretty good".

What you can ask for regarding uniformity is for some simple function such that any trader can multiply its wealth by at most a factor . This is basically the idea of the mistake bound model in learning theory; you bound how many mistakes happen rather than when they happen. This would let you say a more than the one-trader properties I mentioned in my first paragraph. In fact, has this propery; is just the initial wealth of the trader. You may therefore want to do something like setting traders' initial wealths according to some measure of complexity. Admittedly this isn't made explicit in the paper, but there's not much additional that needs to be done to think in this way; it's just the combination of the individual proofs in the paper with the explicit bounds you get from the initial wealths of the traders involved.


I basically agree completely on your last few points. The traders are a model class, not an ensemble method in any substantive way, and it is just confusing to connect them to the papers on ensemble methods that the LI paper references. Also, while I use the idea of logical induction to do research that I hope will be relevant to practical algorithms, it seems unlikely than any practical algorithm will look much like a LI. For one thing, finding fixed points is really hard without some property stronger than continuity, and you'd need a pretty good reason to put it in the inner loop of anything.

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