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Zach Stein-Perlman's Shortform

by Zach Stein-Perlman
29th Aug 2021
1 min read
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This is a special post for quick takes by Zach Stein-Perlman. Only they can create top-level comments. Comments here also appear on the Quick Takes page and All Posts page.
Zach Stein-Perlman's Shortform
10Zach Stein-Perlman
5Buck Shlegeris
3Buck Shlegeris
3Rohin Shah
2Buck Shlegeris
2Rohin Shah
3Buck Shlegeris
4Rohin Shah
9Zach Stein-Perlman
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[-]Zach Stein-Perlman7mo100

I asked Rohin Shah what the debate agenda is about and he said (off the cuff, not necessarily worded well) (context omitted) (emphasis mine):

Suppose you have any task where given an input x the AI has to produce some output y. (Can be question answering, arbitrary chatbot stuff, being an agent, whatever.)

Debate to me is a family of procedures for training AIs in such settings. One example such procedure is: sample two possible outputs y1 and y2, then have two AIs debate each other about which output is better (one assigned to y1 and the other assigned to y2, typically both are instances of the same underlying weights). The winner of the debate is determined by a judge. You then train the debaters with RL (+1 reward for the winner, -1 reward for the loser), and treat (y_winner, y_loser) as a preference pair for training on the original task (which you could then optimize using DPO or similar).

The hope is that the debaters are incentivized to simply say which output is better, to the best of their ability, and so this allows you to provide a reward signal that is as good as can be provided given the capabilities of the debater AI. (Ideally the debater AI is similarly capable as the AI doing the task; often you’ll want these to be the same AI system.)

More broadly the problem I aim to solve with debate (or amplified oversight more broadly) is “provide a reward signal that the AI cannot hack” (though ofc the AI may still misgeneralize)

The hope is that decreases p(misaligned) — especially p(reward hacking), but probably also p(scheming)

You could also use the resulting debaters at inference time to audit especially suspicious actions (run the debate again, ideally it points out why the given action is good / bad)

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[-]Buck Shlegeris7mo55

> You could also use the resulting debaters at inference time to audit especially suspicious actions (run the debate again, ideally it points out why the given action is good / bad)

In cases where you're worried about the model taking small numbers of catastrophic actions (i.e. concentrated failures a.k.a. high-stake failures), this is basically equivalent to what I usually call untrusted monitoring, which means you have to worry about collusion.

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[-]Buck Shlegeris7mo30

IMO it's good to separate out reasons to want good reward signals like so:

  • Maybe bad reward signals cause your model to "generalize in misaligned ways", e.g. scheming or some kinds of non-myopic reward hacking
    • I agree that bad reward signals increase the chance your AI is importantly misaligned, though I don't think that effect would be overwhelmingly strong.
  • Maybe bad reward signals cause your model to exploit those reward signals even on-distribution. This causes problems in a few ways:
    • Maybe you think that optimizing against a flawed reward signal will produce catastrophically dangerous results. X-risk concerned people have talked about this for a long time, but I'm not sold it's that important a factor. In particular, I expect that a model would produce catastrophically dangerous actions because it's exploiting a flawed reward signal, I expect that you would have noticed bad (but non-catastrophic) outcomes from earlier AIs exploiting flawed reward signals. So it's hard to see how this failure mode would strike you by surprise.
    • Optimizing against a flawed reward signal will mean your AI is less useful than it would otherwise be,  because which is bad because you presumably were training the model because you wanted it to do something useful for you.

I think this last one is the most important theory of change for research on scalable oversight.

I am curious whether @Rohin Shah disagrees with me, or whether he agrees but just phrased it (from my perspective) weirdly.

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[-]Rohin Shah7mo30

I agree that this distinction is important -- I was trying to make this distinction by talking about p(reward hacking) vs p(scheming).

I'm not in full agreement on your comments on the theories of change:

  1. I'm pretty uncertain about the effects of bad reward signals on propensity for scheming / non-myopic reward hacking, and in particular I think the effects could be large.
  2. I'm less worried about purely optimizing against a flawed reward signal though not unworried. I agree it doesn't strike us by surprise, but I also don't expect scheming to strike us by surprise? (I agree this is somewhat more likely for scheming.)
  3. I do also generally feel good about making more useful AIs out of smaller models; I generally like having base models be smaller for a fixed level of competence (imo it reduces p(scheming)). Also if you're using your AIs for untrusted monitoring then they will probably be better at it than they otherwise would be.
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[-]Buck Shlegeris7mo20

I don’t understand your last sentence, can you rephrase?

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[-]Rohin Shah7mo20

You'd hope that, fixing a base model, debate would make AIs better at tasks than they otherwise would be (at least if the task doesn't have a ground truth reward). Untrusted monitoring is such a task. So hopefully debate training makes AIs better at the task of untrusted monitoring.

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[-]Buck Shlegeris7mo30

I don't think this is right. To train an untrusted monitor, you need to synthetically generate dangerous actions (because by assumption these actions are rare). So during training, you'll always know the correct label for an action before you show it to the model.

You might want to use something debate-like in the synthetic input generation process, but that's structurally different.

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[-]Rohin Shah7mo40

I could imagine other ways you might choose to instead train your untrusted monitor, which could benefit from debate:

  1. You train a general-purpose reasoner (via debate), and simply prompt it to do untrusted monitoring. This could do better than a trained untrusted monitor because it is less likely to overfit to spurious features of synthetically generated dangerous actions. (You instead use the synthetically generated dangerous actions to validate your untrusted monitor, or to hill climb on your prompt.)
  2. You do train on synthetically generated dangerous actions, but you don't automatically label those as dangerous, instead you use debate to compute the labels. Sometimes some of the synthetically generated dangerous actions are actually not dangerous, and debate correctly recognizes this, allowing you to reduce your false positive rate.

On the meta level, I suspect that when considering 

  • Technique A, that has a broad general argument plus some moderately-interesting concrete instantiations but no very-compelling concrete instantiations, and
  • Technique B, that has a few very compelling concrete instantiations

I tend to be relatively more excited about A compared to you (and probably this mostly explains the discrepancy here). I think the broad principle justifying this for me is "we'll figure out good things to do with A that are better than what we've brainstormed so far", which I think you're more skeptical of?

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[-]Zach Stein-Perlman3mo95

Rant on "deceiving" AIs

tl;dr: Keep your promises to AIs; it's fine to do stuff like teaching them false facts or misleading them about their situation during testing and deployment; but if you wanna do cheap stuff to cause them to know that they might [have been taught false facts / be being tested / be being misled during deployment], sure, go for it.

Disclaimer: maybe more like explaining my position than justifying my position.


Sometimes we really want to deceive AIs (or at least make them uncertain about their situation). E.g.:
 

  1. Training them to believe false things about dangerous topics like CBRN stuff
  2. Training them to believe false things about their situation, to mislead them about how to subvert safety measures
  3. Testing them with honeypots which they can't distinguish from real opportunities during deployment
  4. Testing untrusted monitors by showing them attacks which they can't reliably distinguish from real attacks during deployment (to measure effectiveness and to catch them if they frequently say "lgtm" when shown attacks)
  5. Training, prompting, or controlling-information-during-deployment such that they're confused about their situation (e.g. confused about geopolitics and the AI race and what year it is)

(Similarly sometimes we want to give the AIs reflexive urges to avoid doing extremely bad things [and to do extremely good things, like whistleblow on themselves if they do something suspicious].)

(3-4 don't require deception, just making the AIs uncertain about their situation; it would work similarly well if we added "this might be a test" to all prompts, during training and deployment. 1-2 and 5 require narrow deception, but it would still work if you added "we might have told or trained you to believe false things and this might be a test" to all prompts.)

Often people suggest that we should avoid deceiving AIs, because (A) having a reputation of honesty could enable some kinds of trade with misaligned AIs and/or (B) it's directly unethical.

On (A), I want to distinguish breaking actual promises from just testing the AIs or misleading them for safety. If the AIs think you will break promises of the form "we'll give you 1% of our share of the lightcone if you [do useful work / point out vulnerabilities rather than exploiting them / etc.]," that's bad. If the AIs believe you might have taught them false facts or might be testing them, that seems fine, doesn't interfere with making deals at all. Just clarify that you never mislead them about actual promises.

On (B), in cases like 1-5, when I imagine myself in the AI's position I think I wouldn't care about whether the message was added to the prompt. But if adding "we might have told or trained you to believe false things and this might be a test" to all prompts makes you feel better, or the AI asks for it when you explain the situation, sure, it's low-stakes. (Or not literally adding it to the prompt, especially if we can't ensure it would stay added to the prompt in rogue deployments, but training the AI so it is aware of this.[1]) (And fwiw, I think in the AI's position: 3-4 I basically wouldn't mind; 1-2 and 5 I might be slightly sad about but would totally get and not be mad about; teaching AIs false facts in the mid-late 2020s seems super reasonable from behind the veil of ignorance given my/humanity's epistemic state.)


Recent context: discussion on "Modifying LLM Beliefs with Synthetic Document Finetuning."

  1. ^

    My guess is that this training is fine/cheap and preserves almost all of the safety benefits — we're counting on the AI not knowing what false things it believes, not to be unaware that it's been taught false facts. Adding stuff to prompts might be worse because not-seeing-that would signal successful-rogue-deployment.

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